IATF认证规则第四版：二

QMS

2. Significant changes to audit planning审核策划的显著变化：
Additional 1 hour on site, prior to the opening meeting, for verification of changes to
current customer and internal performance data, including a review of current online
customer report and/or scorecards. 首次会议之前额外一（1）个小时，用来现场验证当前
顾客和内部绩效数据有无变化，以及当前在线顾客报告和/或顾客记分卡
– This shall be shown as a line item in the audit agenda. 应在审核计划中单独
列出
– 1 hour is in addition to the specified 8 hour work day in Rules 5.2 a) which
makes the first audit day a minimum of 9 hours.这一小时额外于规定的八小时
工作日会使第一天有九小时
– When calculating the total audit days, this activity is excluded and the 1 hour
of time is not entered into the IATF database. 这一小时不在总人日计算内, 不
录入IATF 数据库
– Based upon the information collected, the audit plan may need to be
adjusted. 基于收集到的信息, 审核计划可能需要调整.
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3. Nonconformity management不符合项管理
The certification body shall require the client to submit, within a maximum of sixty (60)
calendar days from the closing meeting of the site audit, evidence of the following: 认证
机构应要求客户在现场审核末次会议后最多六十（60）个日历日内提交以下内容的证据。
a) Implemented correction 已实施的纠正。
b) root cause including methodology used, analysis, and results 根本原因，包括所使
用的方法、分析和结果。
c) Implemented systemic corrective actions to eliminate each nonconformity, including
consideration of the impact to other similar processes and products, 已实施的用于
消除不符合的系统的纠正措施，包括对其他类似过程和产品影响的考虑。
d) Verification of effectiveness of implemented corrective actions.已实施的纠正措施有
效性验证。
The certification body shall review the submitted information and make a decision
regarding acceptability within a maximum of ninety (90) calendar days from the closing
meeting of the site audit.认证机构应在现场审核末次会议后最多九十（90）个日历日内
评审提交的信息，并对其可接受性作出决定
1) If found acceptable, the nonconformity shall be closed and the certification body
shall verify the effective implementation of the identified corrective actions at the next
audit.如果可接受，关闭不符合，认证机构应在下一次审核中验证已确认纠正措施的有效
实施情况。
Note: Next audit shall be understood as the next scheduled audit i.e. surveillance or
recertification 注: 下一次审核应理解为下一个计划的审核, 即监督或再认证
100% resolved 100% 解决
When the following conditions have been met:如果满足以下条件:
a) containment of the condition to prevent risk to the customer has been taken,
including a review of the systemic impact on the client’s process,
已经对情况进行遏制以预防顾客风险，包括评审对客户过程的系统影响
b) documented evidence of an acceptable action plan, instructions, and records to
demonstrate the elimination of the nonconformity condition, including a review of the
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systemic impact on the client’s process,有证明消除不符合项的可接受措施计划、说明和
记录的文件化证据，包括评审对客户过程的系统影响
c) scheduled onsite follow-up audit based on the accepted action plan and prior to the
next audit,在下一次审核之前安排了基于已接受措施计划的现场跟踪审核
d) in situations where 100% resolution has been determined, the certification body
shall maintain records of the justification.在100%解决已经确定的情况下，认证机构
应保持说明理由的记录
Note: onsite follow up audit shall be understood as an additional audit (therefore
additional days) conducted before the next scheduled audit, surveillance or
recertification audit注:现场跟踪审核应理解为在下一次计划的审核(监督或再认证)前进行
的额外审核(因而额外的人日)
In cases where the accepted corrective action plan is found to be not effectively
implemented, a new major nonconformity shall be issued against the corrective action
process and the previous minor nonconformity reissued as a major nonconformity.如果
发现已接受的纠正措施计划未能有效实施, 针对纠正措施过程应提出新的严重不符合项，
之前的一般不符合将重新确定为严重不符合
Note: This will lead to automatic suspension of the certificate 注: 此时证书的暂停自动
启动
2) If found not acceptable, the certification body shall resolve the outstanding issues
with the client within a maximum of ninety (90) calendar days from the closing meeting
of the audit.如果不可接受，认证机构应在审核末次会议后最多九十（90）个日历日内与
客户解决未解决的问题。
If resolution cannot be completed, the final audit result shall be considered failed
and the IATF database shall be updated. The certification decision shall be negative
and the client shall start over with an initial certification audit.无法解决，最终审核结果
应被视为失败，IATF 数据库应进行更新。认证决定应为否定的（见5.12 a-d 条），客户
应从初次认证审核（第1 阶段准备评审和第2 阶段审核）重新开始。
The current valid certificate shall be immediately withdrawn
当前有效的证书应立即撤销。
A major nonconformity shall require onsite verification of the corrective action. The
onsite verification shall be completed within a maximum of 90 calendar days from the
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closing meeting of the site audit.严重不符合的纠正措施应进行现场验证。现场验证应在
现场审核末次会议后最多九十（90）个日历日内完成
In cases where the accepted corrective action plan for a major nonconformity is found
to be not effectively implemented, the audit result shall be considered failed, the IATF
database shall be updated, and the certificate withdrawn.如果发现针对严重不符合的已
接受的纠正措施计划未能有效实施，审核结果应被视为失败，IATF 数据库应进行更新，
证书也要撤销.
Onsite verification of the corrective action for a minor nonconformity within a maximum
of 90 calendar days from the closing meeting of the site audit is at the discretion of the
certification body based on knowledge and experience.在现场审核末次会议后最多九十
（90）个日历日内对一般不符合的纠正措施的现场验证，由认证机构根据知识和经验自
主决定
In cases where the accepted corrective action plan for a minor nonconformity is found
to be not effectively implemented, a new major nonconformity shall be issued against
the corrective action process and the previous minor nonconformity reissued as a
major nonconformity.如果发现针对一般不符合的已接受的纠正措施计划未能有效实施，
针对纠正措施过程将会提出新的严重不符合，之前的一般不符合将重新确定为严重不符
合.
Note: This will lead to automatic suspension of the certificate
注: 此时证书的暂停自动启动