企业合规运营Corporate Compliance Operations

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企业合规，是指企业在治理运营过程中，要遵守本国制定的法律法规、商业惯例、伦理规范和企业自己颁布实施的规章制度，并督促企业员工、第三方以及其他商业合作伙伴依法依规进行经营。

从事国际贸易、国际投资、国际工程建设、国际组织贷款等业务的企业，还要遵守其他国家和国际组织制定的法律法规、国际条约和国际惯例

gaowenhua

Corporate compliance refers to the compliance of enterprises with the laws and regulations, business practices, ethical norms, and rules and regulations issued and implemented by the enterprise itself in the governance and operation process, and the supervision of enterprise employees, third parties, and other business partners to operate in accordance with the law and regulations.
Enterprises engaged in international trade, international investment, international engineering construction, international organization loans, and other businesses must comply with the laws and regulations, international treaties, and international practices formulated by other countries and international organizations

gaowenhua

从目标指向上看，风险防控主要是为了实现公司战略而采取的经营措施，针对的主要是经营风险和财务风险



比如人们常说的市场风险、合同风险、投资风险、并购风险、融资风险、技术风险、用工风险等，防范这些风险的主要目的是防止经营差错，是为了避免企业经营损失

                               
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gaowenhua

From the perspective of goal orientation, risk prevention and control are mainly business measures taken to achieve the company's strategy, targeting mainly operational and financial risks


For example, what people often refer to as market risk, contract risk, investment risk, merger and acquisition risk, financing risk, technology risk, employment risk, etc. The main purpose of preventing these risks is to prevent business errors and avoid business losses

gaowenhua

企业法律风险，是指企业预期与未来实际结果发生差异而导致企业必须承担的法律责任，并因此给企业造成损失的可能性。

企业设立风险、合同交易风险、并购风险、知识产权风险，是企业法律风险的主要内容，这些主要针对的是企业经营风险。


企业合规不是一般意义上的法律风险防控，是企业专门针对行政监管处罚风险、刑事法律风险和国际组织制裁风险而建立的自我监管、自我约束、自我整改的公司治理体系。

                               
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gaowenhua

Corporate legal risk refers to the legal responsibility that a company must bear due to differences between its expected and future actual results, and the possibility of causing losses to the company as a result.

The main legal risks of enterprises include establishment risk, contract transaction risk, merger and acquisition risk, and intellectual property risk, which mainly target the operational risks of enterprises.

Corporate compliance is not a general legal risk prevention and control, but a corporate governance system established by enterprises specifically to address administrative regulatory penalties, criminal legal risks, and international organization sanctions risks through self-regulation, self-restraint, and self rectification.

stanleyhu

非常非常好的资料

cyx091022

拓宽眼界了

gaowenhua

建立良好的企业合规才是企业良好的管理和客户信任的基础